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CFP
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CFP

Raul Palma

Mercer Global Advisors INC.
21 Years of Experience
Thousand Oaks, CA
View SEC Summary
View SEC Summary

Raul Palma is a CFP-designated registered investment advisor at Mercer Global Advisors INC., based in Thousand Oaks, CA, with 21 years of industry experience. Raul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 36,172 clients with $84B in assets under management.

Mercer Global Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
740 advisors
Number of Clients
36,172 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$84.4B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$1,200
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.10%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.50%

Schedule reflects the Custom Wealth and Ascend Group standard tiers. Other service levels such as Wealth Path and Guided Investing have different fee schedules and minimums.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Thousand Oaks, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mercer Global Advisors INC.
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2008 - June 2025 · 16 yrs 11 mos
Charles Schwab & CO., INC.Broker
July 2008 - June 2025 · 16 yrs 11 mos
Charles Schwab & CO., INC.
March 2006 - June 2008 · 2 yrs 3 mos
Charles Schwab & CO., INC.Broker
March 2006 - June 2008 · 2 yrs 3 mos
Morgan Stanley
August 2005 - March 2006 · 7 mos
Morgan Stanley Dw INC.Broker
August 2005 - March 2006 · 7 mos
Ifmg Securities, INC.
June 2005 - August 2005 · 2 mos
Ifmg Securities, INC.Broker
June 2005 - August 2005 · 2 mos
Ifmg Securities, INC.
January 2005 - May 2005 · 4 mos
Ifmg Securities, INC.Broker
December 2004 - May 2005 · 5 mos
State Registrations2 states
CAHI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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