Nelson Filho
Nelson Filho is a registered investment advisor at UBS Financial Services INC., based in Coral Gables, FL, with 22 years of industry experience. Nelson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
4225 Ponce De Leon Blvd, Suite 600, Coral Gables, FL, 33146
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2019Other Business Activities
Nelson is an officer of Key Energy, LLC, a real estate rental company, since 2006. He is also an officer of Hedman Design Inc. and an advisor for the FIU Master of International Business Program.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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