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CFP
SK
CFP

Sean Khaligh

Private Advisor Group, LLC
21 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Sean Khaligh is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Rolling Hills Estates, CA, with 21 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
915 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

501 Deep Valley Dr., Suite 202, Rolling Hills Estates, CA, 90274

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean is affiliated with Mariner Independent Advisor Network LLC as an investment advisor, dedicating full-time hours to this activity. He also owns rental real estate and has ownership/investor roles in Dorasti Imports, Vostok Foods LLC, and Caviar Biotech LLC, spending minimal time on each.

Employment History
Current Registrations
Private Advisor Group, LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Mariner Advisor Network
September 2021 - June 2026 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2007 - September 2021 · 14 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2007 - September 2021 · 14 yrs 1 mo
Wachovia Securities, LLC
October 2006 - June 2007 · 8 mos
Wachovia Securities, LLCBroker
October 2006 - June 2007 · 8 mos
Wells Fargo Investments, LLC
November 2005 - September 2006 · 10 mos
Wells Fargo Investments, LLCBroker
June 2005 - September 2006 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2005 - June 2005 · 4 mos
State Registrations16 states
AZCACOFLHIIDMNMTNCNVNYORPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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