Thomas Knight is a CFP-designated registered investment advisor, based in Little Rock, AR, with 20 years of industry experience.
Location
Little Rock, AR
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the owner and CEO of SoMa Cleaners, LLC, a dry cleaning pick-up and delivery service, dedicating a few hours per week. He also maintains his Arkansas insurance license as an independent insurance agent.
Employment History
Current Registrations
Mutual Securities, INC.
August 2023 - Present · 2 yrs 11 mos
Mutual Advisors, LLC
August 2023 - Present · 2 yrs 11 mos
Mutual Securities, INC.Broker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
TrutoroBroker
October 2018 - August 2023 · 4 yrs 10 mos
Sowell Management
June 2017 - August 2023 · 6 yrs 2 mos
Kernodle & Katon Tax and Asset Management Group
January 2017 - June 2017 · 5 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2016 - May 2017 · 6 mos
Ameriprise Financial Services, INC.
July 2015 - August 2016 · 1 yr 1 mo
Ameriprise Financial Services, INC.Broker
July 2015 - August 2016 · 1 yr 1 mo
NFP Advisor Services, LLC
October 2012 - June 2015 · 2 yrs 8 mos
NFP Advisor Services, LLCBroker
October 2012 - June 2015 · 2 yrs 8 mos
NFP Securities, INC.
May 2005 - October 2012 · 7 yrs 5 mos
NFP Securities, INC.Broker
December 2004 - October 2012 · 7 yrs 10 mos
State Registrations1 state
AR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.