WG
WG

William Grillo

21 Years of Experience
Coral Gables, FL
2 DisclosuresBroker

William Grillo is a registered investment advisor at UBS Financial Services INC., based in Coral Gables, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Coral Gables, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1992
Final Disposition
Criminal
November 1978
Final Disposition
Other Business Activities

William serves as a trustee for his parents' trust, a role he has held since 2000. This investment-related activity requires minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
April 2022 - Present · 4 yrs 1 mo
UBS Financial Services INC.
April 2022 - Present · 4 yrs 1 mo
UBS Financial Services INC.Broker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2014 - April 2022 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2014 - April 2022 · 7 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley & CO. Incorporated
November 2007 - June 2009 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Park Avenue Securities LLCBroker
March 2005 - September 2007 · 2 yrs 6 mos
MML Investors Services, INC.Broker
October 2004 - February 2005 · 4 mos
State Registrations10 states
CAFLMAMDNCNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Grillo - Financial Advisor | TrueAdvisor