Steven Hoppel
Steven Hoppel is a registered investment advisor at Kelsey Financial, LLC, based in Moorpark, CA, with 19 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 263 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kelsey Financial's investment management fees are a percentage of the value of your investments. The maximum fee is 1.50%, and the rate may decrease as your account grows. The firm also manages variable annuity sub-accounts and held-away assets, with similar fee structures. The examples provided show how the annual fee decreases as the amount you invest increases.
Location
485 E. High Street, Moorpark, CA, 93021
Get directionsHistory
Regulatory History (1)
Criminal
November 2002Other Business ActivitiesSells Insurance
Steven is a licensed insurance agent in California since 2016, selling accident & health, life insurance, and variable contracts. This takes about 10-20% of his time. He also engages in various non-investment related activities that consume minimal time.
Employment History
Current Registrations
Kelsey Financial, LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Financial West Group
Kelsey Financial, LLC
Financial West GroupBroker
American Financial Network Advisory Services, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Financial West Group
Financial West GroupBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.