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Steven Hoppel

Kelsey Financial, LLC
20 Years of Experience
Moorpark, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Steven Hoppel is a registered investment advisor at Kelsey Financial, LLC, based in Moorpark, CA, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 275 clients with $180M in assets under management.

Kelsey Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
275 clients
Average Client Portfolio
$641K average
Assets Under Management
$176.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum advisory management fee is 1.50%, with breakpoints available as account assets grow. Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

485 E. High Street, Moorpark, CA, 93021

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History

Regulatory History (1)
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Criminal
November 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is a licensed insurance agent in California since 2016, selling accident & health, life insurance, and variable contracts. This takes about 10-20% of his time. He also engages in various non-investment related activities that consume minimal time.

Employment History
Current Registrations
Kelsey Financial, LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Western International Securities, INC.Broker
August 2017 - December 2017 · 4 mos
Western International Securities
August 2017 - December 2017 · 4 mos
Financial West Group
December 2015 - August 2017 · 1 yr 8 mos
Kelsey Financial, LLC
June 2015 - August 2021 · 6 yrs 2 mos
Financial West GroupBroker
June 2015 - August 2017 · 2 yrs 2 mos
American Financial Network Advisory Services, LLC
September 2014 - May 2015 · 8 mos
United Planners' Financial Services of America a Limited PartnerBroker
September 2014 - June 2015 · 9 mos
Financial West Group
March 2008 - June 2014 · 6 yrs 3 mos
Financial West GroupBroker
April 2006 - June 2014 · 8 yrs 2 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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