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Alexander Bass

21 Years of Experience
New York, NY
Broker

Alexander Bass is a registered investment advisor at Hightower Advisors, LLC, based in New York, NY, with 21 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1045 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

512 W 22nd Street, 7th Floor, New York, NY, 10011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
October 2019 - Present · 7 yrs
Hightower Securities, LLCBroker
March 2012 - Present · 14 yrs 7 mos
Hightower Securities, LLC
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Hightower Advisors, LLC
March 2012 - October 2019 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2005 - March 2012 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2005 - March 2012 · 7 yrs 2 mos
State Registrations5 states
CAFLNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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