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Alecia Wellen

20 Years of Experience
Denver, CO
Broker

Alecia Wellen is a registered investment advisor, based in Denver, CO, with 20 years of industry experience.

Location

1290 Broadway, Suite 1000, Denver, CO, 80203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alecia is the Deputy Chief Compliance Officer for ALPS Portfolio Solutions Distributor Inc and ALPS Distributors Inc, and an Investment Advisor for ALPS Advisors Inc, spending full-time hours across these roles. Alecia is also the Founder & CEO of Alecia Wellen LLC, a coaching business, dedicating a few hours per week.

Employment History
Current Registrations
Alps Distributors, INC.
May 2015 - Present · 11 yrs
Alps Distributors, INC.Broker
May 2015 - Present · 11 yrs
Alps Portfolio Solutions Distributor, INC.Broker
May 2015 - Present · 11 yrs
Alps Advisors, INC.
May 2015 - Present · 11 yrs
Alps Portfolio Solutions Distributor, INC.
May 2015 - Present · 11 yrs
Previous Registrations
Charles Schwab & CO., INC.Broker
July 2014 - May 2015 · 10 mos
Charles Schwab & CO., INC.
July 2014 - May 2015 · 10 mos
Alps Portfolio Solutions Distributor, INC.Broker
January 2014 - May 2014 · 4 mos
Alps Advisors, INC.
August 2009 - May 2014 · 4 yrs 9 mos
Alps Distributors, INC.Broker
August 2009 - May 2014 · 4 yrs 9 mos
Multi-Financial Securities CorporationBroker
March 2008 - August 2009 · 1 yr 5 mos
Multi-Financial Securities Corporation
March 2008 - August 2009 · 1 yr 5 mos
Stanford Group Company
September 2006 - February 2008 · 1 yr 5 mos
Stanford Group CompanyBroker
September 2006 - February 2008 · 1 yr 5 mos
Robert W. Baird & CO. Incorporated
June 2006 - September 2006 · 3 mos
Robert W. Baird & CO. IncorporatedBroker
October 2005 - September 2006 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alecia Wellen - Financial Advisor | TrueAdvisor