Stewart Smith
Stewart Smith is a registered investment advisor at Alphastar Capital Management, based in Greenville, SC, with 18 years of industry experience. Stewart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 11,592 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alphastar Capital Management's fees for investment advisory services are a percentage of the assets managed. The maximum annual rate is 2.25%, but the specific rate is negotiated with each client. Fees are calculated based on the average daily market value of your investments and are billed at the end of each month or quarter. The firm may also charge an annual administrative fee of up to $50 per account.
Location
300 Executive Center Drive, Suite 104, Greenville, SC, 29615
Get directionsHistory
Regulatory History (2)
Criminal
October 1990Criminal
September 1990Other Business ActivitiesSells Insurance
Stewart is the President and Owner of Stewart Smith Financial, LLC, where he focuses on insurance sales and services. This activity takes nearly all of Stewart's time.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
Ae Wealth Management, LLC
Southport Capital
Oneamerica Securities, INC.Broker
Equity Services, INC.Broker
Nylife Securities LLCBroker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Jbs Liberty Securities, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.