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Joshua Bauer

21 Years of Experience
Cookeville, TN
Broker

Joshua Bauer is a registered investment advisor at Cetera Investment Advisers LLC, based in Cookeville, TN, with 21 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1459 Interstate Drive Ste 205, Cookeville, TN, 38501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua assists his wife with administrative duties for Jennifer Bauer Gaited Horsemanship and is an assistant cross country coach. He also works full-time as a financial professional for Evolve Financial Advisors.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
June 2011 - June 2021 · 10 yrs
Voya Financial Advisors, INC.Broker
May 2011 - June 2021 · 10 yrs 1 mo
Thrivent Investment Management INC.
January 2006 - June 2011 · 5 yrs 5 mos
Thrivent Investment Management INC.Broker
November 2004 - June 2011 · 6 yrs 7 mos
State Registrations9 states
AZFLGAINMNMOSCTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joshua Bauer - Financial Advisor | TrueAdvisor