JT
CFA
JT
CFA

Jason Tauber

21 Years of Experience
New York, NY
Broker

Jason Tauber is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 21 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jason provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2006 - Present · 19 yrs 10 mos
Neuberger Berman Bd LLC
September 2006 - Present · 19 yrs 10 mos
Neuberger Berman Bd LLCBroker
September 2006 - Present · 19 yrs 10 mos
Previous Registrations
Lehman Brothers INC.Broker
October 2004 - September 2006 · 1 yr 11 mos
State Registrations8 states
COCTFLMDNJNYPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Tauber - Financial Advisor | TrueAdvisor