Caitlin Gilman is a registered investment advisor at Osaic Wealth, INC., based in Waynesville, NC, with 19 years of industry experience. Caitlin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
37 Church Street, Suite 2500, Waynesville, NC, 28786
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Caitlin tutors at Central Piedmont Community College and is an adjunct faculty member teaching math, dedicating about 10-20% of her time to these roles. She also owns two rental properties and works nearly full-time as a visiting lecturer at the University of North Carolina at Charlotte.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fsc Securities CorporationBroker
PNC Investments
PNC InvestmentsBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Evergreen Investment Services, INC.Broker
Wachovia Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.