John Pilkington
John Pilkington is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 21 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
- Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
- Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History (2)
Criminal
March 2003Criminal
October 2001Other Business Activities
John is a board member (treasurer) of Belmont Trolley, a non-profit community organization, since April 2023. He spends minimal time on this activity, including minimal time during trading hours, creating budgets and fundraising.
Employment History
Current Registrations
Vanguard Advisers, INC.
Vanguard Marketing Corporation
Vanguard Marketing CorporationBroker
Previous Registrations
Manning & Napier Investor Services, INC.Broker
Manning & Napier Advisors, LLC
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Glenn Ford, CFPVanguard Advisers, INC.
- Paloma WillsVanguard Advisers, INC.
- Christopher BerardiVanguard Advisers, INC.
- Sean MolloyVanguard Advisers, INC.
- Charles Ball, CFPVanguard Advisers, INC.
- Alex Strittmatter, CFPVanguard Advisers, INC.