Judi Washington
Judi Washington is a registered investment advisor at UBS Financial Services INC., based in Pasadena, CA, with 18 years of industry experience. Judi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
251 South Lake Avenue, 10th Floor, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (3)
Judgment / Lien
March 2019Criminal
November 1984Criminal
August 1983Other Business Activities
Judi is a travel consultant for World Ventures, using word-of-mouth marketing, dedicating about 10-20% of her time. She is also involved with Le-Vel, starting in 2016.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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