AM
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Adam Montgomery
21 Years of Experience
Charlotte, NC
1 DisclosureBroker
Adam Montgomery is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 21 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2420 advisors
IM Fee
Planning only
Assets Under Management
$344.6B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
- Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
- Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
- Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
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Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Settled
Other Business Activities
Adam is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
January 2015 - Present · 11 yrs 9 mos
Vanguard Marketing Corporation
November 2004 - Present · 21 yrs 11 mos
Vanguard Marketing CorporationBroker
November 2004 - Present · 21 yrs 11 mos
State Registrations4 states
NCSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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