RD
RD
Roderick Duxbury
21 Years of Experience
Waterford, CT
1 DisclosureBroker
Roderick Duxbury is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Waterford, CT, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
165 Boston Post Road, Waterford, CT, 06385
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Regulatory History (1)
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Customer Dispute
March 2020Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2010 - Present · 15 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2010 - Present · 15 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2005 - October 2010 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - October 2010 · 5 yrs 7 mos
State Registrations18 states
CACTDCFLILMAMENCNHNJNYPARISCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.