AA
CFP
AA
CFP

Alan Anderson

18 Years of Experience
Prescott, AZ

Alan Anderson is a CFP-designated registered investment advisor at Yavapai Financial Planning, L.L.C., based in Prescott, AZ, with 18 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 79 clients with $47M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
79 clients
Average Client Portfolio
$599K average
Assets Under Management
$47.3M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$960
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K0.95%
$400K - $1.0M0.75%
$1.0M - $3.0M0.50%
$3M+0.35%

Subject to a minimum account fee of $240 per quarter. Fees are negotiable at the discretion of the firm principal.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

1458 West Gurley St, Prescott, AZ, 86305

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Yavapai Financial Planning, L.L.C.
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Taylor & Padgett Financial Group LLC
September 2008 - January 2012 · 3 yrs 4 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors