Brice Oldham is a CFA, CFP-designated registered investment advisor, based in Charlotte, NC, with 21 years of industry experience.
Location
4521 Sharon Rd, Suite 400, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brice operates Wealth Enhancement Group as a DBA for his LPL business and Wealth Enhancement Advisory Services LLC as a Registered Investment Advisor. He also works as a non-variable insurance agent and owns rental real estate, dedicating minimal time to each.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Carroll Financial Associates INC
Cetera Advisor Networks LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.Broker
UBS Financial Services INC.Broker
Piper Jaffray & CO.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.