AV
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Anthony Viducic

12 Years of Experience
Broker

Anthony Viducic is a registered investment advisor at RBC Securities, INC., based in New York, NY, with 12 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
121 advisors
Number of Clients
1,451 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Minimum Annual Fee:$500

RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.

For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:

  • 1.25% annually on the first $1,000,000
  • 1.00% annually on assets over $1,000,000

For Diversified Fixed Income and Conservative Growth & Income strategies:

  • 0.80% annually on the first $1,000,000
  • 0.65% annually on assets over $1,000,000

There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.

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Location

400 Park Avenue,, 8th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Securities, INC
April 2024 - Present · 2 yrs
RBC Securities, INC.
April 2024 - Present · 2 yrs
RBC Securities, INCBroker
April 2024 - Present · 2 yrs
Previous Registrations
U.S. Bancorp Investments, INC.
March 2021 - March 2024 · 3 yrs
U.S. Bancorp Investments, INC.Broker
February 2021 - March 2024 · 3 yrs 1 mo
M&t Securities, INC.
April 2018 - April 2020 · 2 yrs
M&t Securities, INC.Broker
March 2018 - April 2020 · 2 yrs 1 mo
UBS Financial Services INC.
June 2016 - December 2016 · 6 mos
UBS Financial Services INC.Broker
April 2016 - December 2016 · 8 mos
Fidelity Brokerage Services LLCBroker
May 2014 - August 2014 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 2005 - April 2007 · 1 yr 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.