TS
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Thomas Shrader

19 Years of Experience
Ft Lauderdale, FL
Broker

Thomas Shrader is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ft Lauderdale, FL, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

500 E Broward Blvd, Ste 2000, Ft Lauderdale, FL, 33394

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is the 100% owner of Boca Raton Digital Sciences, an investment property holding company created for asset protection. He spends minimal time on this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2017 - Present · 8 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
AXA Advisors, LLC
November 2016 - May 2017 · 6 mos
AXA Advisors, LLCBroker
November 2015 - May 2017 · 1 yr 6 mos
Shamrock Asset Management LLC
September 2012 - September 2015 · 3 yrs
Chase Investment Services CORP.
January 2012 - June 2012 · 5 mos
Chase Investment Services CORP.Broker
January 2012 - June 2012 · 5 mos
Wells Fargo Advisors, LLC
April 2011 - August 2011 · 4 mos
Wells Fargo Advisors, LLCBroker
April 2011 - August 2011 · 4 mos
Strategic Advisers, INC.
August 2007 - December 2010 · 3 yrs 4 mos
Fidelity Brokerage Services LLCBroker
November 2006 - December 2010 · 4 yrs 1 mo
Ameriprise Financial Services, INC.
April 2005 - August 2006 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
March 2005 - August 2006 · 1 yr 5 mos
Ids Life Insurance CompanyBroker
March 2005 - July 2006 · 1 yr 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.