EE
CFA
EE
CFA

Eric Erway

19 Years of Experience
Chicago, IL
Broker

Eric Erway is a CFA-designated registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 19 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

Loading...

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nuveen Asset Management, LLC
January 2022 - Present · 4 yrs 4 mos
Nuveen Securities, LLCBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Santa Barbara Asset Management, LLC
January 2017 - December 2021 · 4 yrs 11 mos
Zacks Investment Management, INC.
April 2009 - January 2017 · 7 yrs 9 mos
Lbmz Securities, INC.Broker
April 2009 - December 2016 · 7 yrs 8 mos
Claymore Advisors, LLC
May 2005 - April 2008 · 2 yrs 11 mos
Claymore Securities, INC.Broker
March 2005 - April 2008 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Erway - Financial Advisor | TrueAdvisor