FR
CFP
FR
CFP

Frank Alan Romero

20 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
44 advisors
Number of Clients
33,329 clients
Average Client Portfolio
$896K average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.65%
$500K - $1.0M0.35%
$1.0M - $5.0M0.25%
$5M+0.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

New Braunfels, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Frank is a Regional Director at Focus Partners Advisor Solutions, LLC, spending full-time on advisor relations. He is also a registered representative of Foreside Financial Services, LLC, and has ownership stakes in a western apparel business, real estate, a bar/restaurant, and rental property, though these require minimal time.

Employment History
Current Registrations
Focus Partners Advisor Solutions, LLC
December 2018 - Present · 7 yrs 2 mos
Foreside Financial Services, LLC
October 2018 - Present · 7 yrs 4 mos
Foreside Financial Services, LLCBroker
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Lwi Financial INC.
December 2006 - December 2018 · 12 yrs
Loring Ward Securities INC.Broker
June 2005 - October 2018 · 13 yrs 4 mos
State Registrations12 states
ALARFLGALAMSNCOKSCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Frank Alan Romero - Financial Advisor | TrueAdvisor