JS
JS
Joseph Siwek is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2211 York Road, Suite 100, Oak Brook, IL, 60523
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Regulatory History (2)
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Employment Separation After Allegations
November 2008Customer Dispute
October 2008Settled
Employment History
Current Registrations
Morgan Stanley
February 2019 - Present · 7 yrs 3 mos
Morgan StanleyBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - February 2019 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - February 2019 · 10 yrs 3 mos
UBS Financial Services INC.
May 2005 - December 2008 · 3 yrs 7 mos
UBS Financial Services INC.Broker
May 2005 - December 2008 · 3 yrs 7 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.