Trisha Fountain
Trisha Fountain is a registered investment advisor at Rockefeller Capital Management, based in Lafollette, TN, with 19 years of industry experience. Trisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.
Location
Lafollette, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth operates MABK Enterprises as a food vendor, selling funnel cakes at events, primarily in the spring, summer, and fall. He also purchased a travel agent franchise through Dream Vacations in 2019, but has not booked any vacations.
Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Financial LLC
Rockefeller Financial LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Capital Analysts, INC
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
Capital Analysts Incorporated
Capital Analysts, IncorporatedBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.