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Chad Perkins

LPL Financial LLC
21 Years of Experience
Louisville, KY
2 DisclosuresSells Insurance
View SEC Summary
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Chad Perkins is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 21 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2950 Breckenridge Ln., Suite 6, Louisville, KY, 40220

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2019
Final
Judgment / Lien
October 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chad is involved with Corvus Capital, selling non-variable insurance products since 2016. He also operates Corvus Capital, LLC as a DBA for his LPL business, dedicating full-time hours to it.

Employment History
Current Registrations
LPL Financial LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Spc
May 2016 - September 2024 · 8 yrs 4 mos
Parkland Securities, LLCBroker
May 2016 - October 2017 · 1 yr 5 mos
Money Concepts Advisory Service
October 2006 - May 2016 · 9 yrs 7 mos
Money Concepts Capital CORPBroker
June 2006 - May 2016 · 9 yrs 11 mos
Usallianz Securities, INC.Broker
March 2005 - June 2006 · 1 yr 3 mos
State Registrations2 states
KYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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