John Baldi is a PFS-designated registered investment advisor, based in Hauppauge, NY, with 21 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Motor Parkway, Suite A5, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a CPA and provides tax preparation services, dedicating minimal time to this. He also owns real estate, works with structured settlements as an IAR, is an advisory rep of a RIA, and operates under the DBA name Total Wealth Planning, spending about half his time on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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