Charles Matthews
Charles Matthews is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9724 Kingston Pike, Ste 305C, Knoxville, TN, 37922
Get directionsHistory
Regulatory History (1)
Judgment / Lien
February 2016Other Business Activities
Charles operates his LPL business under the DBA Cornerstone Wealth Advisors, dedicating full-time hours to it. He also coaches sports at Christian Academy of Knoxville, spending about a quarter of his time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Landoak Securities, LLC
Landoak Securities, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.