Charles Matthews
Charles Matthews is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 20 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
9724 Kingston Pike, Ste 305C, Knoxville, TN, 37922
Get directionsHistory
Regulatory History (1)
Judgment / Lien
February 2016Other Business Activities
Charles operates his LPL business under the DBA Cornerstone Wealth Advisors, dedicating full-time hours to it. He also coaches sports at Christian Academy of Knoxville, spending about a quarter of his time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Landoak Securities, LLC
Landoak Securities, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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