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Michael Mccarthy
21 Years of Experience
Warren, NJ
2 DisclosuresBroker
Michael Mccarthy is a registered investment advisor at Wells Fargo Advisors, based in Warren, NJ, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
161 Washington Valley Road, Suite 205, Warren, NJ, 07059
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2019Judgment / Lien
November 2017Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2006 - Present · 20 yrs
Wells Fargo Advisors
October 2006 - Present · 20 yrs
Previous Registrations
Citigroup Global Markets INC.
September 2005 - October 2006 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
June 2005 - October 2006 · 1 yr 4 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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