KS
KS

Kim Stires

47 Years of Experience
Warren, NJ
2 DisclosuresBroker

Kim Stires is a registered investment advisor at Wells Fargo Advisors, based in Warren, NJ, with 47 years of industry experience. Kim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

161 Washington Valley Road, Suite 205, Warren, NJ, 07059

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Settled
Civil
April 1983
Final
Other Business Activities

Kim has a 33% ownership stake in Investment Strategies, an investment-related business in Cedar Knolls, NJ, since November 2024. Kim spends about 10-20% of their time on this, including 8 hours during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - January 2023 · 19 yrs 6 mos
Wells Fargo Clearing Services, LLC
July 2003 - January 2023 · 19 yrs 6 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
March 1981 - July 2003 · 22 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - April 1979 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1976 - September 1978 · 1 yr 9 mos
State Registrations24 states
CACOCTDCDEFLGAKSMAMDMINCNHNJNMNYORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors