MR
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Mark Rodrick
31 Years of Experience
Warren, NJ
2 DisclosuresBroker
Mark Rodrick is a registered investment advisor at Wells Fargo Advisors, based in Warren, NJ, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
58 Mount Bethel Road, Suite 204, Warren, NJ, 07059
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2010Denied
Customer Dispute
April 2009Settled
Other Business Activities
Mark has 50% ownership in MRFJ Capital, an investment-related business, since 2019. This takes nearly full-time, including some hours during trading.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2019 - Present · 7 yrs 4 mos
Wells Fargo Advisors
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Morgan Stanley
September 2010 - January 2019 · 8 yrs 4 mos
Morgan StanleyBroker
September 2010 - January 2019 · 8 yrs 4 mos
UBS Financial Services INC.
February 2004 - September 2010 · 6 yrs 7 mos
UBS Financial Services INC.Broker
November 2003 - September 2010 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - November 2003 · 9 yrs 7 mos
State Registrations13 states
CACTFLILMDNCNJNYOHORSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.