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CFP
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CFP

Tamara Julien

LPL Financial LLC
21 Years of Experience
Loveland, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Tamara Julien is a CFP-designated registered investment advisor at LPL Financial LLC, based in Loveland, CO, with 21 years of industry experience. Tamara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2903 Aspen Drive, Ste B, Loveland, CO, 80538

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Tamara operates NexPhase Financial LLC as a DBA for her LPL business, dedicating minimal time. She is also an agent selling universal life and term insurance, and owns rental real estate property, both requiring minimal time commitments.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2020 - Present · 6 yrs 4 mos
LPL Financial LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Securities America Advisors, INC.
February 2011 - June 2020 · 9 yrs 4 mos
Securities America, INC.Broker
February 2011 - June 2020 · 9 yrs 4 mos
Qa3 Financial CORP.Broker
January 2009 - February 2011 · 2 yrs 1 mo
Qa3 Financial LLC
January 2009 - February 2011 · 2 yrs 1 mo
Edward Jones
January 2007 - January 2009 · 2 yrs
Edward JonesBroker
August 2005 - January 2009 · 3 yrs 5 mos
State Registrations10 states
AZCACOFLKSNYOHPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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