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Heather Anderson

LPL Financial LLC
20 Years of Experience
Loveland, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Heather Anderson is a registered investment advisor at LPL Financial LLC, based in Loveland, CO, with 20 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1905 W. 8th Street Ste. 200, Loveland, CO, 80537

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History

Regulatory History (1)
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Criminal
October 1982
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Heather operates Wilderness Financial as a DBA for her LPL business and also as an agent for various insurance products, dedicating about 10-20% of her time to the latter. She also owns High Mountain Heather, LLC, a photography business, which is unrelated to investments and takes minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 6 mos
LPL Financial LLC
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
November 2015 - April 2020 · 4 yrs 5 mos
Securities America, INC.Broker
November 2015 - April 2020 · 4 yrs 5 mos
Mutual of Omaha Investor Services, INC.
July 2011 - November 2015 · 4 yrs 4 mos
Mutual of Omaha Investor Services, INC.Broker
April 2010 - November 2015 · 5 yrs 7 mos
Thrivent Investment Management INC.
April 2006 - February 2010 · 3 yrs 10 mos
Thrivent Investment Management INC.Broker
February 2006 - February 2010 · 4 yrs
State Registrations6 states
ALAZCOMTNENV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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