Jacob Adams
Jacob Adams is a CFP-designated registered investment advisor at Principal Securities, INC., based in Austin, TX, with 19 years of industry experience. Jacob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
8310 N Capital of Texas Hwy, Bldg 1 Ste 175, Austin, TX, 78731
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2026Customer Dispute
January 2026Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Realized Financal, INC.
Realized Financial, INC.Broker
Wealthforge Securities, LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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