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Jeff Ruen

Principal Securities, INC.
26 Years of Experience
Austin, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeff Ruen is a registered investment advisor at Principal Securities, INC., based in Austin, TX, with 26 years of industry experience. Jeff is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8310 N Capital of Texas Hwy, Bldg 1 Ste 175, Austin, TX, 78731

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History

Regulatory History (1)
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Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeff sells fixed insurance, fixed life, disability insurance (DI), long-term care (LTC), vision, dental, and health insurance products since 2016. He is also the President of a High School Booster Club, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Principal Securities, INC.
January 2017 - Present · 9 yrs 9 mos
Principal Securities, INC.Broker
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
Park Avenue Securities LLC
November 2014 - January 2017 · 2 yrs 2 mos
Park Avenue Securities LLCBroker
October 2014 - January 2017 · 2 yrs 3 mos
Pruco Securities, LLC.Broker
June 2011 - September 2014 · 3 yrs 3 mos
Prudential Financial Planning Services
June 2011 - September 2014 · 3 yrs 3 mos
Esi Financial Advisors
June 2009 - June 2011 · 2 yrs
Equity Services, INC.Broker
June 2009 - June 2011 · 2 yrs
Investment Advisors
February 2007 - May 2009 · 2 yrs 3 mos
Proequities, INC.Broker
February 2007 - May 2009 · 2 yrs 3 mos
Prudential Financial Planning Services
August 1999 - February 2007 · 7 yrs 6 mos
Pruco Securities, LLC.Broker
August 1999 - February 2007 · 7 yrs 6 mos
State Registrations6 states
ARCAILINMNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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