Tyler Vongsawad
Tyler Vongsawad is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Pleasant Grove, UT, with 21 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2100 W Pleasant Grove Blvd, Suite 330, Pleasant Grove, UT, 84062
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tyler operates Happier Wealth as a DBA for his LPL business and owns rental real estate, dedicating minimal time to the latter. He also sells non-variable insurance products, spending about 10-20% of his time on this activity, and is writing a biography.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Dowdle, CFP, ChFCLPL Financial LLC
- Samuel Rosen, CFP, ChFCLPL Financial LLC
- William Beck, CFPLPL Financial LLC
- Kohler Black, CFPCharles Schwab & CO., INC.
- Tyler Steinkopf, CFP, ChFCArkadios Wealth Advisors
- Michael Kunzler, CFP, ChFCArkadios Wealth Advisors