Samuel Rosen
Samuel Rosen is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Pleasant Grove, UT, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2100 W Pleasant Grove Blvd, Suite 330, Pleasant Grove, UT, 84062
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel operates under the DBA Happier Wealth for his LPL business and owns rental real estate. He also brokers non-variable insurance, dedicating about 10-20% of his time to this activity, and spends nearly full-time on Rosen LLC for tax/investment purposes. Samuel also spends about a quarter of his time on EmBody Health and Fitness.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
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