Drew Prescott
Drew Prescott is a registered investment advisor at Cetera Investment Advisers LLC, based in Troy, NY, with 15 years of industry experience. Drew is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
451 Hoosick St, Troy, NY, 12180
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Regulatory History (1)
Criminal
June 1996Other Business ActivitiesSells Insurance
Drew is the owner and a financial professional at Prescott Private Wealth, Inc., dedicating full-time hours to this role. He also works as an insurance agent selling life and long-term care insurance with various companies, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Cfd Investments, INC.Broker
Park Avenue Securities LLCBroker
MML Investors Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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