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Aaron Sousa

Morgan Stanley
14 Years of Experience
Middleton, MA
Broker
View SEC Summary
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Aaron Sousa is a registered investment advisor at Morgan Stanley, based in Middleton, MA, with 14 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

35 Village Road, Suite 601, Middleton, MA, 01949

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works at Attitash Mountain Resort in a recreation role since December 2024. This labor/service activity takes about 10-20% of his time after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2018 - Present · 8 yrs 6 mos
Morgan StanleyBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
TD Private Client Wealth LLC
September 2015 - April 2018 · 2 yrs 7 mos
TD Private Client Wealth LLCBroker
August 2015 - April 2018 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
September 2010 - April 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
September 2010 - April 2011 · 7 mos
Wells Fargo Advisors, LLCBroker
December 2008 - September 2010 · 1 yr 9 mos
Wells Fargo Advisors, LLC
November 2008 - September 2010 · 1 yr 10 mos
Citigroup Global Markets INC.
January 2008 - June 2008 · 5 mos
Citigroup Global Markets INC.Broker
October 2007 - June 2008 · 8 mos
State Registrations28 states
AZCACOCTDEFLGAHIIAILINMAMDMEMIMNMONCNHNJNVNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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