MH
CFP
MH
CFP

Matthew Hickey

19 Years of Experience
St. Louis, MO
2 DisclosuresBroker

Matthew Hickey is a CFP-designated registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Denied
Customer Dispute
February 2011
Denied
Employment History
Current Registrations
Stifel Independent Advisors, LLC
November 2024 - Present · 1 yr 8 mos
Stifel Independent Advisors, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2016 - Present · 10 yrs 1 mo
Stifel, Nicolaus & Company, Incorporated
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
BMO Harris Financial Advisors, INC
August 2012 - April 2016 · 3 yrs 8 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - April 2016 · 3 yrs 8 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
January 2012 - April 2012 · 3 mos
M&i Financial Advisors, INCBroker
November 2011 - August 2012 · 9 mos
PNC Investments
November 2009 - October 2011 · 1 yr 11 mos
PNC InvestmentsBroker
November 2009 - October 2011 · 1 yr 11 mos
Natcity Investments, INC.Broker
October 2006 - November 2009 · 3 yrs 1 mo
Natcity Investments, INC.
October 2006 - November 2009 · 3 yrs 1 mo
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
September 2005 - June 2006 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Hickey - Financial Advisor | TrueAdvisor