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CFP
MH
CFP

Matthew Hickey

Stifel, Nicolaus & Company, Incorporated
20 Years of Experience
St. Louis, MO
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Matthew Hickey is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 20 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Denied
Customer Dispute
February 2011
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
June 2016 - Present · 10 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Stifel Independent Advisors, LLC
November 2024 - August 2026 · 1 yr 9 mos
Stifel Independent Advisors, LLCBroker
May 2022 - August 2026 · 4 yrs 3 mos
BMO Harris Financial Advisors, INC
August 2012 - April 2016 · 3 yrs 8 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - April 2016 · 3 yrs 8 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
January 2012 - April 2012 · 3 mos
M&i Financial Advisors, INCBroker
November 2011 - August 2012 · 9 mos
PNC InvestmentsBroker
November 2009 - October 2011 · 1 yr 11 mos
PNC Investments
November 2009 - October 2011 · 1 yr 11 mos
Natcity Investments, INC.Broker
October 2006 - November 2009 · 3 yrs 1 mo
Natcity Investments, INC.
October 2006 - November 2009 · 3 yrs 1 mo
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
September 2005 - June 2006 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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