SF
SF
Steven Filanowicz
20 Years of Experience
Enfield, CT
Broker
Steven Filanowicz is a registered investment advisor at Cetera Investment Advisers LLC, based in Enfield, CT, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Enfield, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Avantax Investment Services, INC.Broker
December 2024 - September 2025 · 9 mos
Cetera Advisor Networks LLC
September 2021 - June 2023 · 1 yr 9 mos
Voya Financial Advisors, INC.Broker
February 2018 - June 2021 · 3 yrs 4 mos
Infinex Investments, INC.Broker
October 2017 - January 2018 · 3 mos
Voya Financial Advisors, INC.Broker
September 2013 - September 2017 · 4 yrs
Directed Services LLCBroker
January 2011 - September 2013 · 2 yrs 8 mos
Directed Services LLCBroker
July 2005 - November 2010 · 5 yrs 4 mos
State Registrations2 states
CTMA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.