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Nicholas Giorgio

Wells Fargo Advisors
20 Years of Experience
Southlake, TX
1 DisclosureBroker
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Nicholas Giorgio is a registered investment advisor at Wells Fargo Advisors, based in Southlake, TX, with 20 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

550 Reserve St., Ste 500, Granite Place, Southlake, TX, 76092

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History

Regulatory History (1)
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Customer Dispute
September 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nicholas owns multiple rental properties in Texas, either individually or with his spouse, dedicating minimal time to each. He is also a partial owner of NSB Group, LLC.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2019 - Present · 6 yrs 11 mos
Wells Fargo Advisors
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2011 - November 2019 · 8 yrs 1 mo
Ameriprise Financial Services, INC.Broker
October 2011 - November 2019 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2011 · 2 yrs
Banc of America Investment Services, INC.
August 2006 - October 2009 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
November 2005 - October 2009 · 3 yrs 11 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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