Stanley Moy is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 16 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 S. Hope St. 55th Fl., Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
T. Rowe Price Investment Services, INC.Broker
T. Rowe Price Investment Services, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Credit Suisse Asset Management Securities, INC.Broker
UBS Financial Services INC.Broker
First Investors CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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