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Casey Fox

M Holdings Securities, INC.
20 Years of Experience
Austin, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Casey Fox is a registered investment advisor at M Holdings Securities, INC., based in Austin, TX, with 20 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.

M Holdings Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
340 advisors
Number of Clients
4,513 clients
Average Client Portfolio
$710K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.20%
$5.0M - $10.0M1.10%
$10M+1.05%

Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Beardsley Lane, Bldg. D, Suite 200, Austin, TX, 78746

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Casey is affiliated with Massachusetts Mutual Life Insurance Company, selling non-variable life insurance, disability, and annuities, dedicating minimal time. Casey is also the Director of Financial Planning at Erben Associates, spending full-time creating, implementing, and updating financial plans.

Employment History
Current Registrations
M Holdings Securities, INC.Broker
October 2022 - Present · 4 yrs
Erben Associates, LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
M Holdings Securities, INC.
October 2022 - October 2023 · 1 yr
MML Investors Services, LLCBroker
March 2017 - August 2022 · 5 yrs 5 mos
MML Investors Services, LLC
March 2017 - August 2022 · 5 yrs 5 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
May 2007 - January 2015 · 7 yrs 8 mos
New England SecuritiesBroker
April 2006 - January 2015 · 8 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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