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Joana Youssefzadeh

Tcw Investment Management Company LLC
20 Years of Experience
Los Angeles, CA
Broker
View SEC Summary
View SEC Summary

Joana Youssefzadeh is a registered investment advisor at Tcw Investment Management Company LLC, based in Los Angeles, CA, with 20 years of industry experience. Joana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 4,945 clients with $39B in assets under management.

Tcw Investment Management Company LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
40 advisors
Number of Clients
4,945 clients
Average Client Portfolio
$7.9M average
Assets Under Management
$38.8B

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fee schedules vary widely by individual strategy. For example, individual high net worth equity strategies typically charge a flat 1.00% on all assets, while fixed income strategies range from 0.20% to 0.50% on initial tiers. Certain mutual funds and ETFs have lower fees ranging from 0.05% to 0.90%. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Investment Management Company LLC
March 2021 - Present · 5 yrs 7 mos
Tcw Funds Distributors LLC
June 2018 - Present · 8 yrs 4 mos
Tcw Funds Distributors LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Unionbanc Investment Services, LLC
January 2015 - June 2018 · 3 yrs 5 mos
Unionbanc Investment Services, LLCBroker
January 2015 - June 2018 · 3 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2011 - January 2015 · 3 yrs 10 mos
National Planning CorporationBroker
March 2011 - January 2015 · 3 yrs 10 mos
Ameriprise Financial Services, INC.
March 2006 - April 2011 · 5 yrs 1 mo
Ameriprise Financial Services, INC.Broker
March 2006 - April 2011 · 5 yrs 1 mo
Ameriprise Financial Services, INC.
November 2005 - March 2006 · 4 mos
Ameriprise Financial Services, INC.Broker
November 2005 - March 2006 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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