Nicholas Griffiths is a CFP-designated registered investment advisor, based in Shamokin, PA, with 18 years of industry experience.
Location
521 N 2nd Street, Shamokin, PA, 17872
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
October 2020 - Present · 5 yrs 7 mos
Truist Advisory Services, INC.
October 2020 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
August 2016 - January 2018 · 1 yr 5 mos
Bb&t Investment Services, INC.
August 2016 - January 2018 · 1 yr 5 mos
PNC InvestmentsBroker
May 2014 - September 2016 · 2 yrs 4 mos
PNC Investments
May 2014 - September 2016 · 2 yrs 4 mos
PNC InvestmentsBroker
January 2008 - November 2012 · 4 yrs 10 mos
PNC Investments
January 2008 - November 2012 · 4 yrs 10 mos
Thrivent Investment Management INC.
April 2007 - November 2007 · 7 mos
Thrivent Investment Management INC.Broker
April 2007 - November 2007 · 7 mos
Morgan Stanley
September 2005 - November 2006 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
September 2005 - November 2006 · 1 yr 2 mos
State Registrations43 states
ALAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWIWV
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Exams
No exam information available for this advisor.