Andrew Agosta is a CFP-designated registered investment advisor, based in San Ramon, CA, with 17 years of industry experience.
Location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew owns a rental property in St. Louis, MO, and is responsible for maintenance and collecting rental income. This requires minimal time.
Employment History
Current Registrations
Fortune Financial Services, INC.Broker
December 2025 - Present · 4 mos
Prosperity Financial Group, INC.
December 2025 - Present · 4 mos
Previous Registrations
Prosperity Financial Group, INC.
October 2025 - December 2025 · 2 mos
First Trust Portfolios L.P.Broker
October 2014 - October 2025 · 11 yrs
First Trust Advisors LP
October 2014 - October 2025 · 11 yrs
Wells Fargo Advisors, LLC
March 2010 - September 2014 · 4 yrs 6 mos
Wells Fargo Advisors, LLCBroker
April 2009 - September 2014 · 5 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
October 2005 - January 2006 · 3 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.