FD
FD

Frank Depeters

20 Years of Experience
Stratham, NH
Broker

Frank Depeters is a registered investment advisor at Cetera Investment Advisers LLC, based in Stratham, NH, with 20 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Stratham, NH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Frank is the owner of Comprehensive Wealth Management, a financial services DBA. He dedicates about a quarter of his time to this business, including a significant portion during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2023 - Present · 2 yrs 5 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
The Patriot Financial Group, LLC
October 2019 - October 2024 · 5 yrs
Securities America, INC.Broker
October 2019 - December 2022 · 3 yrs 2 mos
Equity Services, INC.Broker
October 2017 - October 2019 · 2 yrs
Esi Financial Advisors
October 2017 - October 2019 · 2 yrs
Centaurus Financial, INC.
June 2015 - October 2017 · 2 yrs 4 mos
Centaurus Financial, INC.Broker
May 2011 - October 2017 · 6 yrs 5 mos
The O.N. Equity Sales CompanyBroker
January 2011 - May 2011 · 4 mos
The O.N. Equity Sales CompanyBroker
April 2010 - December 2010 · 8 mos
Metlife Securities INC.Broker
October 2005 - May 2010 · 4 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
October 2005 - July 2007 · 1 yr 9 mos
State Registrations7 states
FLMAMENHNYVAVT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.