TrueAdvisor
TrueAdvisor
LK
CFP · ChFC
LK
CFP · ChFC

Leo Kauhini

LPL Financial LLC
21 Years of Experience
Honolulu, HI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Leo Kauhini is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 21 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1585 Kapiolani Blvd, Ste 1700, Honolulu, HI, 96814

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Leo operates under the DBA Pacific Wealth Consulting for his LPL business, dedicating full-time hours to this investment-related activity. He also sells non-variable insurance products such as fixed life, disability, and long-term care insurance through Guardian, spending about 10-20% of his time on this investment-related activity.

Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Osaic Wealth, INC.
November 2018 - November 2023 · 5 yrs
Osaic Wealth, INC.Broker
November 2018 - November 2023 · 5 yrs
Signator Investors, INC.
July 2007 - November 2018 · 11 yrs 4 mos
Signator Investors, INC.Broker
October 2005 - November 2018 · 13 yrs 1 mo
State Registrations10 states
CAGAHIMDMNNVORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Honolulu, HI →All financial advisors in Hawaii →