BB
BB

Bradley Blum

20 Years of Experience
New Orleans, LA
1 DisclosureBroker

Bradley Blum is a registered investment advisor, based in New Orleans, LA, with 20 years of industry experience.

Location

858 Camp Street, New Orleans, LA, 70130

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Denied
Other Business Activities

Bradley is involved in several outside business activities. He purchases and sells investment horses through Equo Investments, LLC, and serves on the board of directors for Air-Clenz LLC and Neuro Rays, dedicating minimal time to these board roles.

Employment History
Current Registrations
Newedge Securities, LLCBroker
September 2025 - Present · 10 mos
Newedge Advisors
September 2025 - Present · 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
May 2021 - September 2025 · 4 yrs 4 mos
RBC Capital Markets, LLC
May 2021 - September 2025 · 4 yrs 4 mos
UBS Financial Services INC.Broker
August 2015 - May 2021 · 5 yrs 9 mos
UBS Financial Services INC.
August 2015 - May 2021 · 5 yrs 9 mos
Wells Fargo Advisors, LLC
March 2009 - September 2015 · 6 yrs 6 mos
Wells Fargo Advisors, LLCBroker
March 2009 - September 2015 · 6 yrs 6 mos
Citigroup Global Markets INC.
December 2005 - March 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
November 2005 - March 2009 · 3 yrs 4 mos
State Registrations7 states
CTFLGANCSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradley Blum - Financial Advisor | TrueAdvisor