VM
VM
Vincent Mallon
20 Years of Experience
Newtown, CT
2 DisclosuresBroker
Vincent Mallon is a registered investment advisor at Ip Financial Advisory Services LLC, based in Newtown, CT, with 20 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M
Fee Structure
Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K+ | 2.00% |
Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Newtown, CT
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
August 2024Regulatory
August 2024Final
Employment History
Current Registrations
Ip Financial Advisory Services LLC
January 2025 - Present · 1 yr 9 mos
Innovation Partners LLC
October 2024 - Present · 2 yrs
Innovation Partners LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
American Portfolios Advisors, INC
February 2019 - August 2024 · 5 yrs 6 mos
American Portfolios Financial Services, INC.Broker
January 2019 - August 2024 · 5 yrs 7 mos
Esi Financial Advisors
January 2016 - December 2018 · 2 yrs 11 mos
Equity Services, INC.Broker
January 2016 - December 2018 · 2 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - July 2015 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2015 · 2 yrs 9 mos
Chase Investment Services CORP.
January 2010 - October 2012 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
March 2008 - October 2012 · 4 yrs 7 mos
Park Avenue Securities LLCBroker
April 2007 - March 2008 · 11 mos
Metropolitan Life Insurance CompanyBroker
November 2005 - April 2007 · 1 yr 5 mos
Metlife Securities INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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